Opportunities • Frink-Hamlett


Corporate Attorney (Hybrid/NYC).438

Job Title
Corporate Attorney (Hybrid/NYC).438

A global leading investment management firm is seeking a full-time Corporate Attorney to join their NYC office. The position is hybrid: three days on site; two days remote. The base salary is $150K-                                         $215K with a 25% bonus and a benefits package, depending on experience. 

Primary Duties:

The Corporate Attorney will play a pivotal role in ensuring compliance with regulatory disclosure requirements for our mutual funds and Exchange Traded Funds (ETFs). This Corporate Attorney should have a profound understanding of the Investment Company Act of 1940 with a focus on enforcing it and the legal and regulatory matters associated with the management of registered funds. Additional duties include the following:

  • Draft, review, and skillfully edit registration statements on Form N-1A and related documents, including the summary prospectus, statutory prospectus, and statement of additional information (SAI), to ensure accuracy, clarity, and compliance.

  • Proactively prepare prospectus and SAI supplements as needed.

  • Collaborate with cross-functional teams, including Investment Management and Compliance, to develop and launch new funds.

  • Assist in the preparation and review of shareholder reports and other regulatory filings, such as Forms N-CSR and N-CEN.

  • Prepare proxy statements in connection with shareholder meetings for the company's funds and supervise proxy campaigns from a legal perspective.

  • Serve as a trusted advisor to various departments within the organization by providing expert guidance on regulatory disclosure matters, investment policies and restrictions, and regulatory and legislative changes on that impact the funds.

  • Act as a key point of contact with the Securities and Exchange Commission (SEC) Staff, effectively addressing and diligently responding to comments on fund disclosure matters.

  • Conduct comprehensive legal research and actively participate in special projects, that contribute to the growth of our organization.


  • Possess a Juris Doctor (JD) degree from a reputable and accredited law school, demonstrating a strong academic foundation.

  • A member in good standing of at least one state bar association.

  • A minimum of 3 years of relevant experience as a practicing attorney, preferably at a top law firm or financial services company.

  • Significant experience with the Investment Company Act of 1940 with a focus on enforcing it, and understanding of legal and regulatory matters associated with the management of registered funds.

  • Working knowledge of the Securities Act of 1933, and Securities Exchange Act of 1934.

  • Impeccable attention to detail, alongside exceptional analytical, organizational, and project management skills, ensuring the highest level of accuracy and efficiency in your work.

  • Self-driven and capable of working autonomously, thriving under tight deadlines and effectively managing multiple priorities.

  • Excellent written and verbal communication skills, enabling you to engage and collaborate effectively with stakeholders at all levels of the organization.

  • Exemplary ethical standards and an unwavering commitment to maintaining confidentiality.

Frink-Hamlett Legal Solutions is an equal employment opportunity employer and all applicants will receive considerations for employment without discrimination based on race, color, creed, national origin, sex, age, disability, marital status, sexual orientation or citizenship status.


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