Compliance Analyst

Job Title
Compliance Analyst
Job ID
27707799
Work Remote
Yes
Location
Syracuse,  NY 13202
Other Location
Description
Life at CCMR3
At CCMR3, we work hard and aren’t afraid to innovate and present new ideas. Our office in the historic Armory Square of Syracuse, NY is full of other self-driven and ambitious individuals who have a healthy respect for the daily grind, yet value work/life balance.
 
With a culture similar to many startups, our nimble team moves with speed and precision, and every employee has the opportunity to grow, thrive and have a direct impact on company success. We believe that all employees should have the opportunity to lead and that good ideas can come from anyone. From the top down, our leaders are actively involved in strategic oversight and business operations, as well as the well-being and growth of all employees. We consider people our #1 asset, and help employees realize their full potential, set and exceed their goals, and explore new opportunities for personal and professional development.


Who You Are
CCMR3 office in Syracuse, NY is looking for a self‐driven, autonomous and ambitious individual with the ability and willingness to learn Bankers Healthcare Group’s financial product/services. You will experience working in a high‐energy environment while continuing to gain extensive knowledge of the financial industry. 


What you will be doing: 
Process, Track, and Respond to the following:
  • Complaints
  • Disputes
Compile and track all QA results
  • Report QA results to the Director of Compliance
Perform QA team assessments
Assist the Director of Compliance with
  • Client audit requests
  • Policy and Procedure Reviews
  • Other items and tasks as needed
Perform Control testing
Perform policy and procedure testing
 

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